Foren in 'Registrar Function' | ||||
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The content can be, for example, sample policies, sample procedures, working documents, workbooks or presentations. |
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Collection of Legal Texts collection of legal texts related to the topic; no claim to completeness
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Training Courses and Certifications advice and information on courses and training programmes related to the topic
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Investor Onboarding account opening and registration processes; documentation management
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Anti-Fraud Measures implementing robust security measures to prevent fraudulent activities
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Technology and Systems utilizing software platforms for efficient TA operations; ensuring data integration with other fund management systems
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Reception and Execution of the Subscription, Redemption, Transfer and Cancellation Orders | - | - |
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Application of the Subscription and Redemption Prices | - | - |
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Calculation of the Number of Outstanding Units/Shares and Maintenance of the Unit-/Shareholder Register | - | - |
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Reconciliation of the Subscription and Redemption Orders with the Related Cash Flows | - | - |
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Distribution of the Income generated to Investors according to the Provisions of the Prospectus, when applicable | - | - |
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Drawing-up of the Subscription or Redemption Contract Notes Drawing-up of the subscription or redemption contract notes and the certificates of title and dispatch of such documents to the individual investors.
This task may be performed by the registrar function or the client communication function as contractually agreed upon with the UCI or its IFM, when applicable. |
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Application of the Exchange Ratio in Case of Merger When applicable, application of the exchange ratio in case of merger
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Subscription, Redemption or Distribution in Kind When applicable, subscription, redemption or distribution in kind
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Distribution of Proceeds to the Public Trust Office (Luxembourg: Caisse de Consignation) When applicable, for regulated and non-regulated UCIs established in Luxembourg, distribution of proceeds to the Public Trust Office (Caisse de Consignation) and for foreign UCIs to the relevant foreign public office
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Maintenance of Adequate Records Maintenance of adequate records of the UCI’s activity relating to the registrar function
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